Normally, if a dispute regarding a Will or Trust cannot be settled between the parties, the dispute is heard by one of the Orphans’ Court Judges. These hearings can last several days, require months of preparation, may involve dozens of witnesses and experts costing the parties large sums of money. In some cases, this is the only way to settle the dispute. In other cases Mediation is a reasonable alternative to an Orphan’s Court hearing.
Mediation is the process by which a Mediator outside of a courtroom aids conflicting parties to reach a mutually acceptable resolution.
Mediation in Pennsylvania is not mandatory; so all the parties must first be willing to mediate. If they are, your Orphans’ Court Attorney will circulate an Agreement to Mediate and request that the Orphans’ Court judge appoint a Mediator. The Mediator will then work with the parties to set up a mediation date.
Why choose to mediate rather than litigate in the Orphans’ Court? Each case is different, but when the parties’ personalities and the nature of the dispute allow mediation, the costs are generally much lower than a full Orphans’ Court trial. Mediation is also private, so sensitive matters do not become part of a court transcript. The give and take of mediation may provide the parties with results that are more suited to the family rather than a “winner-takes-all” result in the court. These results, at times, allow families the chance to heal wounds that may never heal after they have faced off in a courtroom.
Mediation is available to any parties whose case would be heard by an Orphans’ Court Judge. This includes guardianships, Will Challenges, Agent and Executor Accountings or other estate disputes.
Typical examples of cases that lend towards mediation are Executor Accountings where beneficiaries question actions taken by the executor, disputes between stepchildren and stepparent, and disagreements over who should serve as Guardian of the Person and Guardian of the Estate of elderly persons.
The Orphans’ Court Judge who oversees the case will appoint the Mediator. The Mediator is a Pennsylvania licensed attorney who has had mediation training. The Mediator’s fee is paid by all parties and may be a flat fee, an hourly fee or a combination of the two.
Your Orphans’ Court attorney will be with you at the mediation. The Mediator and the Orphans’ Court Judge encourage all parties to have an experienced attorney to represent them. An experienced Orphans’ Court lawyer will be able to advise you of the strengths and weaknesses of your position, which an inexperienced attorney may not recognize. This knowledge is vital when negotiating a settlement.
All communications made in connection with mediation are confidential. This is a decided advantage for many parties, who may not want certain facts made public in an Orphans’ Court proceeding.
If during the mediation the parties come to an agreement, it will be put into writing and signed by all parties and the Mediator. This agreement might be made part of the court record but if the parties wish to keep it confidential, they may have their Orphans’ Court attorney file a Stipulation of Dismissal. If the parties are unable to reach an agreement, the Mediator will end the mediation and advise the Orphans’ Court judge, who will then reschedule the case for trial.
Mediation is not the answer for all Orphans’ Court disputes, but it is an arrow in the experienced Orphans’ Court attorney’s quiver to be used when advantageous for a client.
If you have questions about Orphans’ Court litigation, feel free to contact our office for a free consultation. Wills, Trusts and Estates, It’s All We Do!
– Peter L. Klenk, Esq.
This article is not intended to constitute legal advice, and should not be construed as a substitute for professional legal advice from a licensed attorney.